Section 16, part of the Securities Exchange Act of 1934, establishes filing requirements for directors, officers, and major shareholders of public companies to promote transparency and prevent fraud.
For more than five decades, a significant advantage of “Foreign Private Issuer” (FPI) status was the exemption from the beneficial ownership reporting requirements and short-swing profit rules of ...
On March 20, 2019, the Securities and Exchange Commission issued a release [1] (the Release) adopting amendments to Regulation S-K in an effort to modernize and simplify disclosure requirements. The ...
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